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Administrative Penalties


Administrative Fines & Penalties

The following are administrative penalties and/or fines issued by the Licensing Section.

Variations in penalties and/or fines occur due to the number of violations and/or evidence collected to prove such violations. The dollar amounts reflect fines actually paid but not necessarily what was issued.

Please note that firms issued Cease and Desist orders may now be properly licensed at present; contact the Licensing Section for the current status of firm licenses.

Administrative Penalties and/or Fines
Updated 08.25.15


Arrests

None at this time


Cease & Desist Orders

Please note that firms issued Cease and Desist orders may now be properly licensed at present; contact the Licensing Section for the current status of firm licenses. This file is updated monthly.

pdf Cease & Desist Firms
Updated 10.07.13




This page was last modified on September 9, 2022